Fleet News

Conduct Risk and Compliance Manager

  • Job added:   6 September 2018
  • Salary:   £30000 - £35000/annum
  • Location:   Cambridgeshire
  • County:   Cambridgeshire
  • Job Type:   Permanent
  • Reference:   208420094
  • Company:   CV-Library
Conduct Risk and Compliance Manager

Do you enjoy Risk and Compliance and guiding your colleagues on regulatory change? Our client, are looking to recruit an experienced individual who has excellent knowledge of the FCA handbook and experience of compliance and conduct risk management in a UK regulated financial services industry. This is an excellent opportunity for someone to take the next step in their career and to join a successful financial organisation that is moving forward in the digital world.


Provide technical expertise on FCA handbook matters, manage FCA regulatory changes and carry out horizon scanning

Provide sign off on financial promotions

Supervise delivery of an effective compliance monitoring programme

Ensure regulatory changes are monitored, tracked and embedded

Act as a Compliance representative, keeping us in line with legislation and regulations

Project Support

Ensure there is a well-developed, consistent & documented compliance monitoring process

Coach and mentor Compliance team individuals and carry out one-to ones

Skills and experience required:

A degree or equivalent industry experience

Excellent analytical and investigatory capability

Excellent communication skills

Ability to translate complex matters to a non-technical audience

Experience of coaching team members/people management experience

A can-do attitude, self-organised and decisive

Knowledge of FCA (Financial Conduct Authority) handbook including; ICOBS (Insurance), MCOB (Mortgages and Home Finance), BCOBS (Banking), DISP (Complaint Dispute Resolution) and SYSC (System & Controls)

Salary and Benefits:

£35,000 per annum

Annual holiday - 25 days plus your birthday, a shopping day and anniversary day (start date)

Private health care with cinema and Starbucks discounts

A reduced mortgage rate

Excellent pension scheme – if you pay in 4%, employer pays in 12%

Support for learning and personal development within your role

Career progression

A chance to give something back through the Community programme

A positive working culture which encourages you to have a voice

Monday to Friday 8:45am - 5:00pm (36.25 hours per week)

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